Welcome to Broadline Capital

 

 

Founded 17 years ago, Broadline Capital is a purpose-driven global alternative investment firm focused primarily on growth capital and impact investments in North America and Asia. At Broadline, we're inspired by champions — people of vision and courage — whose ideas can positively change the world, and who are ready to transform their ideas into the next industry-changing company. 

 

When evaluating opportunities, we seek companies that are positioned to thrive as the world continues to transition toward an economy increasingly driven by healthy living and the pursuit of a more efficient, purposeful, and sustainable way of life. We seek category leaders and category creators that are reshaping their industry, and prefer highly-charged sectors where innovation, growth, increasing margins, or market consolidation are creating abundant opportunities. Successful candidates are led by management teams who demonstrate the credibility and readiness to fully benefit from Broadline's established platform, access to industry expertise, and vast network of relationships built over many years.

 

Broadline's transaction leaders and venture partners have spent their entire careers building trust-based relationships globally, and have led some of the most creative deals in their categories. Our collective experience and relationships combine to support Broadline-sponsored companies as they develop to the next level. We believe Broadline’s current opportunities are among the most exciting on the planet.

Learn why -

 

New York    |    Miami    |    Boulder    |    Columbus    |    Seoul    |    Hong Kong    |    Shanghai    |    London

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 Our Approach 

Broadline Capital's proprietary investment process is designed to stretch alpha at every link of the investment value chain.  Our multi-source origination process continuously replenishes a curated pipeline of privileged-access, negotiated deal opportunities (not auctions).  Our risk mitigation strategies include attention toward alignment with the company's management team and key stakeholders, tailoring the deal to the company's situation, and seeking diversification across a range of industries, geographies, structures, stages, and market capitalizations. When selecting opportunities, Broadline takes a two-pronged approach:

  • First, we start with a "Top-Down" view to identify exciting thematic categories that are positioned to grow and create broad impact as the world continues to transition toward an economy increasingly driven by healthy living and the pursuit of a more efficient, purposeful, and sustainable way of life. 

  • Next, we take a "Bottom-Up" view to identify category leaders and category creators that have potential to reshape their industry and whose management team displays the credibility and readiness to benefit from Broadline's established platform and relationship network.  

 

 

  Portfolio Highlights  

Broadline Capital's involvement is frequently focused on supporting a portfolio company's accelerated expansion, product commercialization, or consolidation with compatible enterprises. We place emphasis on five core thematic areas:

  • Sustainability and Environment. Solid State Batteries, Lithium-ion Batteries, Metal-Air Batteries, SuperCapacitors, Electric Powertrains, Electrified Industrial Equipment, Electric Vehicles, and Electric Aircraft​

  • Health & Life Sciences.  Disruptive platform technologies that improve patient outcomes through non-invasive medical devices, pharma, and biotech innovations

  • Sustainable Agribusiness & The Food System. Traceability, Healthier Foods and Beverages, Clean Water, and Energy-Efficient Delivery Solutions

  • Financial Services & Financial Inclusion. Affordable Credit, Alternative Credit Scoring, Insurtech, Digital Payments, Decentralized Finance (DeFi), and Digital Wealth Management

  • Purpose-driven Technology.  Innovative companies having positive impact through creative business models using Cloud-based tools, SaaS, IoT, Blockchain, AI, Robotics, Energy-Efficient Memory Chips, and Energy-Efficient Data Storage

We invite you to scroll through selected case examples below.  If you are a Broadline registered investor, please click on the "Investor Login" tab at the top of this website for updates and reports from companies in your investment portfolio or to review the pipeline of new opportunities.

 

Health & Life Sciences

Less-INVASIVE Medical Devices

Founded in 2006, EndoSphere (https://www.EndoSphereInc.com) is a medical technology company that has developed a first-in-class, less-invasive medical device platform to treat metabolic diseases, including some of the world's largest healthcare issues such as Obesity, Type 2 Diabetes, and Fatty Liver Disease. EndoSphere's novel "Endo-Metabolic" device platform represents a completely new category of devices that is the first to uniquely focus on the Duodenum, the upper intestinal organ that is widely recognized as the body's metabolic control center.  Endosphere's flagship anti-obesity device is incisionless, reversible and repeatable. In clinical studies, the device enabled Obese patients to achieve significant Excess Weight Loss (EWL) without the need for more invasive alternatives. Unlike restrictive devices and bariatric surgeries, which typically work against nature, EndoSphere's "Endo-Metabolic" devices work with the body by amplifying its physiological responses to food intake in order to help accelerate satiation, recalibrate brain-gut metabolic feedback loops, recalibrate hormones, and rebalance insulin levels. EndoSphere's patent asset portfolio is 100% company-owned and free from any third-party licensing or royalty obligations. EndoSphere has received numerous industry recognitions, including the industry's "Fierce15" award, named by FierceBiotech, which annually recognizes the world's most promising privately-held medical innovations. The original version of its anti-obesity device received CE Mark (regulatory approval in 31 countries), and an enhanced version has entered clinical stages of development.  

Sustainability & Environment

Energy Storage Innovations

Founded in 2010, Powermers (https://www.Powermers.comhas developed the world's first Carbon-Free Lithium-ion Battery Cathodes by replacing "deadweight" materials in conventional cathodes (carbon and binders) with Powermers' conductive nano-scale polymers. Powermers' transition-metal polymers demonstrate higher catalytic functionality than pure noble-metal catalysts including gold, platinum, and palladium. The result: Measurable differentiation in both safety and energy, as published in the industry's peer-reviewed journals including American Chemical Society's Applied Materials & Interfaces, and independently-validated by the U.S. Army Corps of Engineers (C.E.R.L.) and universities around the world including the Center for Automotive Research at The Ohio State University (O.S.U. C.A.R.). Advantages of Powermers' carbon-replacement technologies:

  • Safety & Stability: Dramatically reduce Thermal Runaway Risk, the primary cause of high-voltage lithium-ion battery combustion.

  • Specific Energy: Replacing "deadweight" components (carbon and binders) with our conductive polymers expands the resulting Active Material Limit, which increases Specific Energy without sacrificing Power, Cycle Life, Weight, or Cost per KWH.

  • Cost Efficiencies and Ease of Adoption: Our carbon-replacement technologies can be readily adopted by manufacturers' facilities without changing their fundamental manufacturing processes, while also enabling Total Cost Savings per KWH by reducing the need for costly solvents. 

 

 Our Team 

Our investment leaders are past CEOs and entrepreneurs who have previously founded and led successful companies where they created significant value and negotiated quality exits for themselves and their investors. They have spent their entire careers building trust-based relationships globally, and have led some of the most creative deals in the history of their respective categories. They understand what it takes to develop a business and align different stakeholders to a shared vision, because they've done it. Staying close to our roots as innovators and company operators, we love collaborating with an inspired management team and working together toward realizing a shared vision for the company. 

Broadline's principals, venture partners, and investment affiliates have educational backgrounds at top programs and built their past careers at corporate giants within their industry categories and some of the most recognized institutions in strategic management consulting and investment banking.

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  Contact  

"At Broadline Capital, we are inspired by champions – people of vision and courage – whose ideas can positively change the world, and who are ready to transform their ideas into the next industry-changing company.  If you share our perspective, we invite you to join us. We look forward to hearing from you."  

   BROADLINE CAPITAL 

MIAMI:  Brickell City Tower, 80 SW 8th St., 20th Floor, Miami, FL 33130

MANHATTAN: 1 Rockefeller Plaza, 11th Floor, New York, NY 10020 

 

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