Welcome to Broadline Capital

 

 

Founded 18 years ago, Broadline Capital is a global alternative investment firm primarily focused on later-stage venture, growth capital, and impact investments. At Broadline, we are inspired by champions — people of vision and courage — whose ideas can positively change the world, and who are ready to transform their ideas into the next big, industry-changing company. We strategically support purpose-driven companies through various stages of development.

 

When evaluating opportunities, we seek companies that are positioned to thrive as the world continues to transition toward an economy increasingly driven by the pursuit of a healthier, more sustainable, and more efficient way of life. We seek companies that are category leaders and category creators that are reshaping their industry. We prefer highly-charged sectors where innovation, growth, high margins, and market consolidation are creating abundant opportunities.  

 

Broadline aspires to serve as the "investor of choice" for purpose-driven companies who have the right team in place to identify, execute, and capture the full opportunity.  We place emphasis on management teams who demonstrate the credibility and readiness to benefit from Broadline's established platform, domain expertise, and vast network of relationships built over many years.

 

Broadline's principals, transaction professionals, and venture partners have spent their entire careers building trust-based relationships globally, and have led some of the most creative transactions in their category. Our collective experience and relationships enable Broadline to add value beyond capital to support Broadline-sponsored companies as they develop to the next level. We believe Broadline’s current opportunities are among the most exciting on the planet.

Learn why -

 

New York    |    Miami    |    San Diego    |    Boulder    |    Columbus    |    Seoul    |    Shanghai    |    Hong Kong    |    London

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 Our Approach 

Broadline's proprietary investment process is designed to stretch alpha at every link of the investment value chain. We seek diversification across a range of industries, geographies, transaction structures, development stages, and market capitalizations. When selecting opportunities, Broadline takes a two-pronged approach:

  • First, we start with a "Top-Down" view to identify thematic categories where an abundance of companies are positioned to grow and create broad impact as the world continues to transition toward an economy increasingly driven by the pursuit of a healthier, more efficient, and more sustainable way of life. 

  • Next, we take a "Bottom-Up" view to identify rising category leaders and category creators that have potential to reshape their industry and whose management teams display credibility and readiness to benefit from Broadline's support.  

 

 

  Portfolio Highlights  

 We seek opportunities in the following 5 core thematic areas:

  • Environment.  Cleantech Solutions, Battery Technologies, Battery Recycling, and e-Powertrains that are enabling the Electrification of Everything from industrial equipment and commercial trucks, to aircraft and watercraft.

  • Technology.  Creative business models that provide broad access to technology-enabled conveniences and efficiencies through applications of AI-based solutions, robotics, automation, SaaS, and Web3 models where users control their own data and identity.

  • Financial Services.  FinTech and DeFi solutions that unlock value by introducing paperless products and services that are Smarter and More Accessible.

  • Healthcare.  Innovative therapeutic platforms combining AI and SynBio in ways that will positively change how medicine is practiced in the future, and Less-invasive Medical Devices designed to improve patient outcomes.

  • Food System.  Smart Greenhouse Technologies, Sustainable Agritech, and Delivery Solutions designed to achieve Efficiency Gains, increase Food Safety and Traceability, improve Production Quality, and increase Supply Chain Resilience.

We invite you to scroll through case examples below. If you are a Broadline registered investor, please click on the "Investor Login" tab at the top of this website for management reports from current portfolio companies.

 

Healthcare

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ENDOSCOPIC Medical Devices

EndoSphere is a medical technology company that has developed a first-in-class, less-invasive medical device platform to treat metabolic diseases, including some of the world's largest healthcare issues such as Obesity, Type 2 Diabetes, and Fatty Liver Disease. EndoSphere's novel "Endo-Metabolic" device platform represents a completely new category of devices that is the first to uniquely focus on the Duodenum, the upper intestinal organ that is widely recognized as the body's metabolic control center.  Endosphere's flagship anti-obesity device is incisionless, reversible and repeatable. In clinical studies, the device enabled Obese patients to achieve significant Excess Weight Loss (EWL) without the need for more invasive alternatives. Unlike restrictive devices and bariatric surgeries, which typically work against nature, EndoSphere's "Endo-Metabolic" devices work with the body by amplifying its physiological responses to food intake in order to help accelerate satiation, recalibrate brain-gut metabolic feedback loops, recalibrate hormones, and rebalance insulin levels. EndoSphere's patent asset portfolio is 100% company-owned and free from any third-party licensing or royalty obligations. EndoSphere has received numerous industry recognitions, including the industry's "Fierce15" award, named by FierceBiotech, which annually recognizes the world's most promising privately-held medical innovations. The original version of its anti-obesity device received CE Mark (regulatory approval in 31 countries), and an enhanced version has entered clinical stages of development. For more information, visit https://www.endo-sphere.com.

Battery Technologies and e-Powertrains

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Carbon-Free Lithium-ion and Solid State BatterY CATHODES

Powermers provides the world's first Carbon-Free cathodes for lithium-ion and solid state batteries. They do it by replacing "inactive/deadweight" material (carbon, binders and solvents) with proprietary, conductive, nano-scale polymer material. Powermers' transition-metal polymers demonstrate higher catalytic functionality than pure noble-metal catalysts (including gold, platinum, and palladium). Powermers' differentiated results in Safety and Energy Capacity are documented in the industry's peer-review publications including American Chemical Society's Applied Materials & Interfaces. 5 measurable advantages were Independently validated by U.S. Army Corps of Engineers (CERL) and universities around the world, including the Center for Automotive Research at The Ohio State University (O.S.U. C.A.R.). For more information, please visit https://www.powermers.com.

 - Safety & Stability: Dramatically reduces Thermal Runaway Risk, the primary cause of high-voltage lithium-ion battery combustion.

 - Reduced Toxicity: Reduces reliance on Toxic Solvents.

 - Higher Energy: Expands the Active Material Limit, increasing Energy Capacity (without sacrificing Power, Cycle Life, Weight, or Cost per KWH).

 - Ease of Adoption:  Readily adopted into manufacturers' established battery production processes without requiring fundamental changes.

 - Reduced Cost per KWH Reduces Total Cost per KWH by decreasing reliance on Costly Solvents. 

 

 

 Our Team 

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Our investment leaders are past CEOs and entrepreneurs whose prior companies created significant value and achieved quality exits for themselves and their co-investors. They have served leadership roles at top firms including McKinsey & Company, Morgan Stanley, General Electric, Apple, Brunswick, Pfizer, Roche, Allergan (now Abbvie), Oppenheimer Capital, PwC, and the FDA.  Our 25 team members collectively have received 46 degrees (including 21 advanced degrees and 11 doctorates) from recognized institutions including Harvard, Stanford, Columbia, Princeton, Kellogg, Howard, Johns Hopkins, McGill, The Ohio State University, and Case Western. 

 

Our investment leaders have spent their entire careers building trust-based relationships globally, and have led some of the most creative deals in the history of their respective categories. They understand what it takes to align stakeholders with a shared vision and develop a successful business, because they've done it. Staying close to their roots as former company operators, they love collaborating with purpose-driven, inspired management teams and working together toward realizing a shared vision. The collective experience and relationships of our team enable Broadline to contribute unique value beyond capital to Broadline-supported companies as they develop to the next level.  

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  Contact  

"At Broadline Capital, we are inspired by champions – people of vision and courage – whose ideas can positively change the world, and who are ready to transform their ideas into the next big, industry-changing company. If you share our perspective, we invite you to join us. Please direct inquiries to: info@broadlinecapital.com.

We look forward to hearing from you."  

   BROADLINE CAPITAL 

MIAMI OFFICE:

80 SW 8th St., 20th Floor

Miami, FL 33130

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